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Scope of Services

Investment Planning

  • Review Investments Held Outside of the Firm
  • Review of Portfolio
  • Asset Allocation
  • Time Horizon
  • Withdrawal Strategies
  • Investment Policy Statement
  • Stock Concentrations


Insurance and Risk Management

  • Homeowner's or Renter's Insurance
  • Review Of Existing Policies
  • Life Insurance Needs
  • Long Term Care Insurance
  • Disability Insurance
  • Health Insurance
  • Liability Coverage

Retirement Planning

  • Recreating Your Paycheck
  • Goal Setting
  • Social Security & Medicare
  • Business Planning
  • IRA Contributions
  • 401Ks and Employer Plans
  • Annuities and Pensions
  • RMD's and Withdrawal Strategies
  • Self-Employed Retirement Plans

Cash Flow and Budget

  • Income Sources
  • Expenses & Budgeting
  • Debt Management
  • One-Time Expenses
  • Planned Large Expenses
  • Emergency Funds
  • Dollar Cost Averaging
  • Mortgage Review
  • Lines of Credit

Assistance to Loved Ones

  • Gifting 
  • Education Planning
  • Caring for Elderly
  • 529 Plans
  • Roth IRA's for Children
  • UGMA/UTMA

Tax Planning

  • Review of Cost-Basis
  • Review Realized Gains
  • Carry Forward Losses
  • Tax Loss Harvesting
  • Deductions & Credits
  • Potential Roth Conversions
  • Health Savings & Flexible Savings Accounts

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